-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KdAA2e29SPvdECnUwOo4qCCKFkDgyqVsN8C9QWJFl1tmhoGc0oAkLkMFlvwdXYSc USI66bNK93GVwfOnJtYklg== 0001012870-01-000775.txt : 20010223 0001012870-01-000775.hdr.sgml : 20010223 ACCESSION NUMBER: 0001012870-01-000775 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INTERWOVEN INC CENTRAL INDEX KEY: 0001042431 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943221352 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-58213 FILM NUMBER: 1543488 BUSINESS ADDRESS: STREET 1: 1195 W FREMONT AVE STREET 2: STE 2000 CITY: SUNNYVALE STATE: CA ZIP: 94087 BUSINESS PHONE: 4087742000 MAIL ADDRESS: STREET 1: 1195 W FREMONT AVE STREET 2: STE 2000 CITY: SUNNYVALE STATE: CA ZIP: 94087 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BRAUNS MARTIN W CENTRAL INDEX KEY: 0001106002 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 564331854 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1195 W FREMONT AVE STREET 2: #1200 CITY: SUNNYVALE STATE: CA ZIP: 94087 BUSINESS PHONE: 4087742000 SC 13G/A 1 0001.txt SCHEDULE 13G (AMENDMENT #2) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 2)* Under the Securities Exchange Act of 1934 INTERWOVEN, INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $ 0.001 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 46114T 10 2 -------------------------------------------- (CUSIP Number) December 31, 2000 -------------------------------------------- (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [_] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G - ------------------------ ---------------------- CUSIP No. 46114T 102 Page 2 of 4 Pages ---------- - - - ------------------------ ---------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON: Martin W. Brauns 1. S.S OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: ###-##-#### - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP 2. (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3. - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION: 4. United States of America - ------------------------------------------------------------------------------ SOLE VOTING POWER 5. NUMBER OF 4,426,770 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6. OWNED BY -0- ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7. REPORTING 4,426,770/(1)/ PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8. -0- - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 9. 4,426,770 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10. [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 11. 4.3% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON: 12. IN - ------------------------------------------------------------------------------ /(1)/ 2,200,048 shares are subject to a right of repurchase in favor of the issuer, which right of repurchase expires as to 85,024 shares on January 1, 2001 and on the first day of each month thereafter. SCHEDULE 13G - ---------------------------- --------------------- CUSIP No. 46114T 10 2 Page 3 of 4 Pages - - - ---------------------------- -------------------- Item 1(a). Name of Issuer: -------------- Interwoven, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: ----------------------------------------------- 1195 W. Fremont Ave., Sunnyvale CA 94087 Item 2(a). Name of Person Filing: ---------------------- Martin W. Brauns Item 2(b). Address of Principal Business Office: ------------------------------------- 1195 W. Fremont Ave., Sunnyvale CA 94087 Item 2(c). Citizenship: ----------- United States of America Item 2(d). Title of Class of Securities: ---------------------------- Common Stock, $ 0.001 par value Item 2(e). CUSIP Number: 46114T 10 2 ------------ Item 3. Information if Statement is Filed Pursuant to Rule 13d-1(b), or --------------------------------------------------------------- 13d-2(b) or (c): ---------------- Not Applicable. Item 4. Ownership: ---------- (a) Amount beneficially owned:4,426,770 shares, held of record by Martin W. Brauns and Margaret R. Brauns, trustees U/D/T 1/9/95 (the "Martin W. and Margaret R. Brauns Trust"). (b) Percent of class: 4.3% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct vote: 4,426,770 (ii) Shared power to vote or to direct vote: -0- (iii) Sole power to dispose or to direct the disposition: 4,426,770 (iv) Shared power to dispose or to direct the disposition: -0-
SCHEDULE 13G - ---------------------------- --------------------- CUSIP No. 46114T 10 2 Page 4 of 4 Pages - - - ---------------------------- -------------------- Item 5. Ownership of Five Percent or Less of a Class: -------------------------------------------- The Martin W. and Margaret R. Brauns Trust has ceased to be the beneficial owner of more than five percent of a class of issuer's securities. Item 6. Ownership of More Than Five Percent on Behalf of Another Person: --------------------------------------------------------------- The Martin W. and Margaret R. Brauns Trust has the right to receive dividends from, or the proceeds from the sale of, the above referenced securities. Item 7. Identification and Classification of Subsidiary: ----------------------------------------------- Not applicable. Item 8. Identification and Classification of Group: ------------------------------------------ Not applicable. Item 9. Notice of Dissolution of Group: ------------------------------ Not applicable. Item 10. Certification: ------------- Not applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 14, 2001 ------------------------------------ Date /s/ Martin W. Brauns ------------------------------------ Martin W. Brauns -----END PRIVACY-ENHANCED MESSAGE-----